935 XNAS Volume
XNAS 26 Mar, 2025 10:03 AM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Sanjay Tolia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 1,250 | 1,250 | - | - | Restricted Stock Unit | |
| Peter S. Shapiro | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 1,250 | 1,250 | - | - | Restricted Stock Unit | |
| Timothy E. Mahoney | Director | Sale of securities on an exchange or to another person at price $ 42.69 per share. | 03 Dec 2024 | 1,097 | 0 | - | 42.7 | 46,830 | Common Stock |
| Max Holtzman | Director | Sale of securities on an exchange or to another person at price $ 41.14 per share. | 03 Dec 2024 | 800 | 297 | - | 41.1 | 32,908 | Common Stock |
| Max Holtzman | Director | Sale of securities on an exchange or to another person at price $ 43.25 per share. | 03 Dec 2024 | 297 | 0 | - | 43.2 | 12,845 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 39.98 per share. | 03 Dec 2024 | 2,551 | 2,659 | - | 40.0 | 101,985 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 38.78 per share. | 03 Dec 2024 | 1,100 | 5,210 | - | 38.8 | 42,657 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 44.57 per share. | 03 Dec 2024 | 200 | 314 | - | 44.6 | 8,914 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 45.62 per share. | 03 Dec 2024 | 314 | 0 | - | 45.6 | 14,324 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 40.07 per share. | 03 Dec 2024 | 1,173 | 1,486 | - | 40.1 | 46,999 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 42.12 per share. | 03 Dec 2024 | 400 | 1,086 | - | 42.1 | 16,848 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 37.66 per share. | 03 Dec 2024 | 575 | 6,310 | - | 37.7 | 21,656 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 37.22 per share. | 03 Dec 2024 | 1,160 | 6,885 | - | 37.2 | 43,176 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 35.80 per share. | 03 Dec 2024 | 865 | 8,045 | - | 35.8 | 30,966 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 34.74 per share. | 03 Dec 2024 | 1,093 | 8,910 | - | 34.7 | 37,973 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 33.66 per share. | 03 Dec 2024 | 1,514 | 10,003 | - | 33.7 | 50,965 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 32.66 per share. | 03 Dec 2024 | 2,081 | 11,517 | - | 32.7 | 67,957 | Common Stock |
| David Aaron Kessler | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 43.14 per share. | 03 Dec 2024 | 572 | 514 | - | 43.1 | 24,675 | Common Stock |
| Brian Towns | EVP - Extraction | Sale of securities on an exchange or to another person at price $ 44.76 per share. | 03 Dec 2024 | 203 | 8,514 | - | 44.8 | 9,086 | Common Stock |
| Brian Towns | EVP - Extraction | Sale of securities on an exchange or to another person at price $ 45.60 per share. | 03 Dec 2024 | 200 | 8,314 | - | 45.6 | 9,120 | Common Stock |
| Brian Towns | EVP - Extraction | Sale of securities on an exchange or to another person at price $ 43.90 per share. | 03 Dec 2024 | 497 | 8,717 | - | 43.9 | 21,816 | Common Stock |
| Brian Towns | EVP - Extraction | Sale of securities on an exchange or to another person at price $ 42.52 per share. | 03 Dec 2024 | 400 | 9,214 | - | 42.5 | 17,010 | Common Stock |
| Brian Towns | EVP - Extraction | Sale of securities on an exchange or to another person at price $ 41.33 per share. | 03 Dec 2024 | 900 | 9,614 | - | 41.3 | 37,199 | Common Stock |
| Brian Towns | EVP - Extraction | Sale of securities on an exchange or to another person at price $ 40.47 per share. | 03 Dec 2024 | 1,125 | 10,514 | - | 40.5 | 45,532 | Common Stock |
| Brian Towns | EVP - Extraction | Sale of securities on an exchange or to another person at price $ 39.76 per share. | 03 Dec 2024 | 1,075 | 11,639 | - | 39.8 | 42,745 | Common Stock |
| Brian Towns | EVP - Extraction | Sale of securities on an exchange or to another person at price $ 35.17 per share. | 03 Dec 2024 | 30 | 12,714 | - | 35.2 | 1,055 | Common Stock |
| Brian Towns | EVP - Extraction | Sale of securities on an exchange or to another person at price $ 34.53 per share. | 03 Dec 2024 | 370 | 12,744 | - | 34.5 | 12,776 | Common Stock |
| Brian Towns | EVP - Extraction | Sale of securities on an exchange or to another person at price $ 33.12 per share. | 03 Dec 2024 | 482 | 13,114 | - | 33.1 | 15,965 | Common Stock |
| Timothy E. Mahoney | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Nov 2024 | 1,097 | 1,097 | - | - | Common Stock | |
| Timothy E. Mahoney | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Nov 2024 | 1,097 | 0 | - | - | Restricted Stock Unit | |
| Krishnan Varier | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Nov 2024 | 1,097 | 0 | - | - | Restricted Stock Unit | |
| Krishnan Varier | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Nov 2024 | 1,097 | 1,097 | - | - | Common Stock | |
| Max Holtzman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Nov 2024 | 1,097 | 0 | - | - | Restricted Stock Unit | |
| Max Holtzman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Nov 2024 | 1,097 | 1,097 | - | - | Common Stock | |
| David Aaron Kessler | Chief Science Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Nov 2024 | 13,597 | 13,597 | - | - | Common Stock | |
| David Aaron Kessler | Chief Science Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Nov 2024 | 13,597 | 0 | - | - | Restricted Stock Unit | |
| Brian Towns | EVP - Extraction | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Nov 2024 | 13,597 | 0 | - | - | Restricted Stock Unit | |
| Brian Towns | EVP - Extraction | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Nov 2024 | 13,597 | 13,597 | - | - | Common Stock | |
| Benjamin Kovler | Director, Interim CEO | Purchase of securities on an exchange or from another person at price $ 45.89 per share. | 22 Nov 2024 | 5,000 | 15,000 | - | 45.9 | 229,472 | Common Stock |
| Benjamin Kovler | Director, Interim CEO | Purchase of securities on an exchange or from another person at price $ 44.81 per share. | 22 Nov 2024 | 420 | 420 | - | 44.8 | 18,822 | Common Stock |
| Benjamin Kovler | Director, Interim CEO | Purchase of securities on an exchange or from another person at price $ 44.81 per share. | 22 Nov 2024 | 420 | 420 | - | 44.8 | 18,822 | Common Stock |
| Timothy E. Mahoney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2024 | 5,000 | 5,000 | - | - | Restricted Stock Unit | |
| Krishnan Varier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2024 | 5,000 | 5,000 | - | - | Restricted Stock Unit | |
| Max Holtzman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2024 | 5,000 | 5,000 | - | - | Restricted Stock Unit | |
| Benjamin Kovler | Director, Interim CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2024 | 50,000 | 50,000 | - | - | Restricted Stock Unit | |
| Benjamin Kovler | Director, Interim CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2024 | 10,000 | 10,000 | - | - | Common Stock | |
| Armon Vakili | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Nov 2024 | 5,000 | 5,000 | - | - | Restricted Stock Unit | |
| Richard Drexler | Director | 19 Nov 2024 | 5,000 | 5,000 | - | - | Restricted Stock Unit | ||
| Raymond Chang | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2024 | 357,410 | 0 | - | - | Common Stock | |
| Raymond Chang | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2024 | 10 | 0 | - | - | Warrants (right to buy) | |
| Raymond Chang | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2024 | 22 | 0 | - | - | Warrants (right to buy) | |
| Raymond Chang | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2024 | 15,385 | 0 | - | - | Warrants (right to buy) | |
| Raymond Chang | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2024 | 1,085,123 | 0 | - | - | Pre-Funded Warrants (right to buy) | |
| Raymond Chang | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2024 | 5,069,162 | 0 | - | - | Pre-Funded Warrants (right to buy) | |
| Raymond Chang | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2024 | 38 | 0 | - | - | Common Stock | |
| Raymond Chang | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2024 | 105,263 | 0 | - | - | Common Stock | |
| I-Tseng Jenny Chan | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2024 | 67,997 | 0 | - | - | Common Stock | |
| I-Tseng Jenny Chan | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2024 | 5,069,162 | 0 | - | - | Pre-Funded Warrants (right to buy) | |
| I-Tseng Jenny Chan | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2024 | 67,997 | 0 | - | - | Common Stock | |
| I-Tseng Jenny Chan | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2024 | 67,997 | 0 | - | - | Common Stock | |
| Raymond Chang | Director, Chairman and CEO, Ten Percent Owner | 30 Aug 2024 | 4,022,830 | 5,739,881 | - | 0.0 | 4,023 | Common Stock | |
| Raymond Chang | Director, Chairman and CEO, Ten Percent Owner | 30 Aug 2024 | 4,022,830 | 6,152,642 | - | - | Pre-Funded Warrants (right to buy) | ||
| I-Tseng Jenny Chan | Director, Ten Percent Owner | 30 Aug 2024 | 574,690 | 1,019,962 | - | 0.0 | 575 | Common Stock | |
| I-Tseng Jenny Chan | Director, Ten Percent Owner | 30 Aug 2024 | 1,724,070 | 6,152,642 | - | - | Pre-Funded Warrants (right to buy) | ||
| I-Tseng Jenny Chan | Director, Ten Percent Owner | 30 Aug 2024 | 574,690 | 1,019,962 | - | 0.0 | 575 | Common Stock | |
| I-Tseng Jenny Chan | Director, Ten Percent Owner | 30 Aug 2024 | 574,690 | 1,019,962 | - | 0.0 | 575 | Common Stock | |
| Raymond Chang | Director, Chairman and CEO, Ten Percent Owner | 21 May 2024 | 7,383,053 | 7,383,053 | - | - | Pre-Funded Warrants (right to buy) | ||
| Raymond Chang | Director, Chairman and CEO, Ten Percent Owner | 21 May 2024 | 7,876,712 | 7,876,712 | - | - | Pre-Funded Warrants (right to buy) | ||
| I-Tseng Jenny Chan | Director, Ten Percent Owner | 21 May 2024 | 7,876,712 | 7,876,712 | - | - | Pre-Funded Warrants (right to buy) | ||
| Leonard J. Sokolow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2024 | 54,091 | 54,091 | - | - | Restricted Stock Unit | |
| Timothy E. Mahoney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2024 | 63,669 | 63,669 | - | - | Restricted Stock Unit | |
| Brian Towns | EVP - Extraction Division | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2024 | 54,611 | 54,611 | - | - | Restricted Stock Unit | |
| Raymond Chang | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2024 | 32,766 | 32,766 | - | - | Restricted Stock Unit | |
| Raymond Chang | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2024 | 119,623 | 119,623 | - | - | Restricted Stock Unit | |
| Krishnan Varier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2024 | 60,852 | 60,852 | - | - | Restricted Stock Unit | |
| Max Holtzman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2024 | 53,527 | 53,527 | - | - | Restricted Stock Unit | |
| David Aaron Kessler | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2024 | 54,611 | 54,611 | - | - | Restricted Stock Unit | |
| Raymond Chang | Director, CEO and Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.38 per share. | 28 Feb 2024 | 1,842,104 | 3,295,998 | - | 0.4 | 700,000 | Common Stock |
| Chan I-Tseng Jenny | Director | 25 Jan 2024 | 445,272 | 445,272 | - | 1.5 | 650,097 | Common Stock | |
| Chang Raymond | Director, CEO and Chairman, Ten Percent Owner | 25 Jan 2024 | 2,671,633 | 10,273,973 | - | - | Convertible Note | ||
| Chang Raymond | Director, CEO and Chairman, Ten Percent Owner | 25 Jan 2024 | 1,335,817 | 1,453,894 | - | - | Common Stock | ||
| Chan Jenny I-Tseng | Director | 25 Jan 2024 | 445,272 | 445,272 | - | 1.5 | 650,097 | Common Stock | |
| I-Tseng Chan Jenny | Director | 25 Jan 2024 | 445,272 | 445,272 | - | 1.5 | 650,097 | Common Stock | |
| Chan Jenny I-Tseng | Director | 25 Jan 2024 | 2,671,633 | 10,273,973 | - | - | Convertible Note | ||
| Raymond Chang | Director, CEO and Chairman | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Dec 2022 | 4,615,384 | 4,615,384 | - | - | Warrants (right to buy) | |
| Raymond Chang | Director, CEO and Chairman | Purchase of securities on an exchange or from another person at price $ 0.65 per share. | 20 Dec 2022 | 2,307,692 | 2,361,538 | - | 0.7 | 1,500,000 | Common Stock |
| Guichao Hua | Director | Purchase of securities on an exchange or from another person at price $ 85.10 per share. | 19 Dec 2022 | 54,264 | 65,956 | - | 85.1 | 4,617,866 | Common Stock |
| Timothy R. Oakes | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Nov 2022 | 4,167 | 4,167 | - | - | Common Stock | |
| Timothy R. Oakes | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Nov 2022 | 4,167 | 8,333 | - | - | Restricted Stock Unit | |
| David Aaron Kessler | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2022 | 50,000 | 50,000 | - | - | Restricted Stock Unit | |
| Guichao Hua | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Aug 2022 | 53,459 | 53,459 | - | - | Restricted Stock Unit | |
| Timothy R. Oakes | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2022 | 125,000 | 125,000 | - | - | Restricted Stock Unit | |
| Timothy R. Oakes | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2022 | 125,000 | 125,000 | - | - | Restricted Stock Unit | |
| Raymond Chang | Director, CEO and Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2022 | 300,000 | 300,000 | - | - | Restricted Stock Unit | |
| Chris Benyo | Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2022 | 20,000 | 20,000 | - | - | Restricted Stock Unit | |
| Chris Benyo | Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2022 | 75,000 | 75,000 | - | - | Restricted Stock Unit | |
| Steve Drucker | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2022 | 100,000 | 100,000 | - | - | Restricted Stock Unit | |
| David Aaron Kessler | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2022 | 100,000 | 100,000 | - | - | Restricted Stock Unit | |
| Leonard J. Sokolow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2022 | 53,459 | 53,459 | - | - | Restricted Stock Unit | |
| Timothy E. Mahoney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2022 | 53,459 | 53,459 | - | - | Restricted Stock Unit | |
| Stuart Wilcox | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2022 | 200,000 | 200,000 | - | - | Restricted Stock Unit | |
| Krishnan Varier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2022 | 53,459 | 53,459 | - | - | Restricted Stock Unit | |
| Max Holtzman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2022 | 53,459 | 53,459 | - | - | Restricted Stock Unit | |
| Thomas L. Massie | Director, President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jul 2022 | 200,000 | 200,000 | - | - | Restricted Stock Unit | |
| Raymond Chang | Director, CEO and Chairman | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 20 May 2022 | 5,000 | 15,000 | - | 2.5 | 12,500 | Common Stock |
| Raymond Chang | Director, CEO and Chairman | Purchase of securities on an exchange or from another person at price $ 2.61 per share. | 13 May 2022 | 10,000 | 10,000 | - | 2.6 | 26,100 | Common Stock |
| Raymond Chang | Director, CEO and Chairman | Purchase of securities on an exchange or from another person at price $ 2.63 per share. | 13 May 2022 | 34,600 | 538,454 | - | 2.6 | 90,984 | Common Stock |
| Stuart Wilcox | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Jan 2022 | 27,174 | 27,174 | - | - | Warrants (right to buy) | |
| Stuart Wilcox | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Jan 2022 | 36,232 | 36,232 | - | - | Common Stock | |
| Raymond Chang | Director, CEO and Chairman | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Jan 2022 | 27,174 | 27,174 | - | - | Warrants (right to buy) | |
| Raymond Chang | Director, CEO and Chairman | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Jan 2022 | 36,232 | 503,854 | - | - | Common Stock | |
| Raymond Chang | Director, CEO & Chairman of the Board | Sale of securities on an exchange or to another person at price $ 30.52 per share. | 26 Aug 2021 | 42,899 | 467,622 | - | 30.5 | 1,309,329 | Common Stock |
| Raymond Chang | Director, CEO & Chairman of the Board | Sale of securities on an exchange or to another person at price $ 31.04 per share. | 24 Aug 2021 | 1,700 | 533,246 | - | 31.0 | 52,760 | Common Stock |
| Raymond Chang | Director, CEO & Chairman of the Board | Sale of securities on an exchange or to another person at price $ 30.68 per share. | 24 Aug 2021 | 22,725 | 510,521 | - | 30.7 | 697,301 | Common Stock |
| Raymond Chang | Director, CEO & Chairman of the Board | 18 Feb 2021 | 63,219 | 63,219 | - | - | Warrants (Right to Buy) | ||
| Raymond Chang | Director, CEO & Chairman of the Board | 18 Feb 2021 | 63,219 | 534,946 | - | 0.0 | 1,264 | Common Stock | |
| Thomas L. Massie | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2021 | 50,000 | 50,000 | - | - | Stock Options | |
| Timothy E. Mahoney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2021 | 50,000 | 50,000 | - | - | Stock Options | |
| Niv Krikov | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2021 | 50,000 | 50,000 | - | - | Stock Options | |
| Timothy R. Oakes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2021 | 50,000 | 50,000 | - | - | Stock Options | |
| Raymond Chang | Director, CEO & Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2021 | 650,000 | 650,000 | - | - | Stock Options | |
| Guichao Hua | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2021 | 50,000 | 50,000 | - | - | Stock Options | |
| Krishnan Varier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2021 | 50,000 | 50,000 | - | - | Stock Options |